Regulatory Frameworks and Compliance Standards

What Will You Learn?

• Gain a deep understanding of global and local regulatory frameworks governing financial crime compliance.
• Understand the roles of international bodies like the FATF, IMF, World Bank, and national authorities such as FinCEN, FCA, and EBA.
• Analyze core compliance standards including Anti-Money Laundering (AML), Know Your Customer (KYC), Counter-Terrorist Financing (CTF), and Sanctions Compliance.
• Learn how to interpret and apply international guidelines such as the FATF’s 40 Recommendations and Basel Committee principles.
• Explore how financial institutions implement internal controls, monitoring systems, and training to meet compliance requirements.
• Examine real-world case studies of regulatory enforcement and compliance failures.
• Understand the importance of collaboration between financial institutions and regulators through tools like Suspicious Activity Reports (SARs) and Public-Private Partnerships.
• Stay updated on evolving compliance standards to address emerging threats like cryptocurrency risks and cyber-enabled financial crimes.